Incident Response Planning for NIS2 and DORA

Understanding Incident Response Planning

It refers to the method of developing a structured plan to handle incidents and threats that are related to security. It entails the formulation of a blueprint to follow, the actions that should be embarked on, the personnel and their duties in the event of a breach, and the channels of communication to use during a security breach.

An incident response plan when developed properly allows an organization to reduce the risk of further harm, to defend their sensitive information, meet compliance standards, and recover from disruptions. A professionally developed incident response plan is a vital component of any organization’s cybersecurity plan.

Managing Incidents for NIS2 and DORA

Among such rules are the Network and Information Security Directive of the European Union (NIS2) and the Digital Operational Resilience Act (DORA), which stress the need for proper planning of the actions to be taken in case of an incident. These regulations are intended to improve the protection of key infrastructures, communication systems and financial sectors in the EU member states.

As stated under NIS2, organizations are to have their incident response plans, which define their approach to the identification, evaluation and management of security incidents. These plans should also incorporate elements for interaction, exchange of information and cooperation with other authorities and interest groups. Also, as required by DORA, the financial institutions are required to establish and implement incident response and business continuity plans in order to maintain the continuity of their important operations and services.

When dealing with the planning of incident response, you are able not only to follow the requirements of NIS2 and DORA but also improve your cybersecurity in general and prepare your organization for responding to incidents more efficiently.

Key Elements of an Effective Incident Response Plan

An effective incident response plan should encompass the following key elements:

Incident Identification and Classification: Implementation of clear and easily understandable guidelines that may help in defining different levels of security breaches and incidents that may range from minor deviations to cyber threats.
Incident Response Roles and Responsibilities: Identify the incident response team members and their roles; these include the incident commander, technical experts, communication officers, and legal/compliance personnel.
Incident Response Procedures: Enumerate the procedures that are followed at the time of an incident concerning detection, analysis, containment, eradication, and recovery process.
Communication and Notification: Develop procedures for external and internal communication that must involve the definition of who the stakeholders are, which channels to use, and the expected reporting process.
Incident Documentation and Reporting: Make a procedure that ensures proper record keeping and documentation of the occurrence, consequences, and steps taken for analysis and reporting purposes.
Incident Response Testing and Improvement: Periodically assess the functionality of the incident response plan and make modification based on the need arising from new threat and ever changing business environment.

With these key elements incorporated into the incident response plan, your organization’s response to security incidents is well-coordinated, efficient and effective.

A Complete Guide on Creating an Incident Response Plan

It is necessary to remember that the process of developing an effective incident response plan might be quite lengthy and intricate. Here’s a step-by-step guide to help you get started:

Conduct a Risk Assessment: Start by defining the possible threats and risks that your organization is exposed to, and the kind of security threats that are likely to occur.
Define Incident Response Goals and Objectives: Identify the specific targets for your I.R.P, including maximum allowable outage time, data integrity, and compliance requirements.
Assemble an Incident Response Team: Determine the people that will be involved in the implementation and enforcement of the incident response plan, and their duties.
Develop Incident Response Procedures: Enumerate the detailed actions to be performed during each of the stages of the incident response lifecycle such as identification, assessment, control, elimination, and restoration.
Establish Communication Protocols: Decide on the communications media, participants, and reporting for internal and external communications in the case of a security breach.
Implement Incident Response Training and Testing: It is also crucial to ensure that all the teams involved receive adequate training on the implementation of the plan and the testing of the plan should also be done periodically to check on its efficiency and weaknesses.
Review and Update the Plan: Establish and follow a process for reviewing the threat environment, changes in legal requirements and your organization’s needs, and revise the incident response plan as needed.

Following this guide, an organization can create a detailed and exhaustive plan of incident response compliant with NIS2 and DORA rules and be prepared to tackle security incidents.

Incident Response Planning for NIS2

As stated above, the Network and Information Security Directive (NIS2) in the European Union pays particular attention to the aspect of incident response. Under NIS2, organizations are required to have in place comprehensive incident response plans that address the following key requirements:

Incident Detection and Classification: Define specific guidelines for categorizing possible security breaches starting from minor deviations from the rules to cyber attacks.
Incident Response Roles and Responsibilities: The members of the incident response teams should be clearly understood in terms of the roles and responsibilities that they will have to carry out; the training of the members should be properly conducted to ensure that they can effectively perform their specific duties.
Incident Response Procedures: List down the procedures to be followed in the incident response process starting from detection, analysis, containmen,t eradication, and recovery.
Communication and Notification: Implement a communication strategy that will highlight the communication structure within the organization and the outside world, the recognition of stakeholders, the communication medium, and the communication reporting mechanism.
Incident Documentation and Reporting: Ensure that a proper record of the incident is made, along with the analysis of its consequences and measures that were undertaken for further use in post-incident review and compliance check.
Incident Response Testing and Improvement: Periodically conduct practice runs and assessments on the incident response plan and make upgrades as necessary because of new threats and new needs of the business.

Incident Response Planning for DORA

The Digital Operational Resilience Act (DORA) is another regulation that also suggests the need for institutions to have adequate plans for incident response. As for DORA, organizations are supposed to create and implement detailed incident response and business continuity plans to allow for the continuation of their essential activities and services.

Key elements of incident response planning for DORA include:

Identification of Critical Functions: Determine the organization’s key business processes and how a security breach might affect them.
Incident Response Procedures: They should outline how the organization identifies, assesses, and plans for security incidents and the roles of the incident response team.
Communication and Notification: This should cover the internal and external communication process, stakeholders, communication methods, and reporting.
Incident Documentation and Reporting: Establish a procedure for detailed documentation of the incident, its consequences, and the measures that have been taken for the analysis of the results and compliance with the legislation.
Incident Response Testing and Improvement: It is recommended to periodically perform the ‘live’ assessment of the incident response plan and reassess its effectiveness in response to new threats and new requirements of the enterprise.

If you properly coordinate your incident response planning activities with the specifications of DORA, you can achieve the compliance benefits in addition to improving the entire organizational operational resilience with planned and efficient security incidents’ response and continuity of key business operations and services.

Preparation for Handling the Incident Response Training and Certification

In order to receive the maximum results from your incident response planning activities, you should pay proper attention to the training and improvement of the members of the incident response team. There are several training and certification programs available that can help your team develop the necessary skills and knowledge to respond to security incidents effectively, including:

Certified Incident Handler (GCIH): This certification offered by GIAC Security Certification Consortium (GIAC) is targeted at the competency of handling and dealing with security events.
Certified Incident Response and Management (CIRM): This certification from the International Council of E-Commerce Consultants is known as EC-Council and it covers the information and principles associated with incident management and response.
Certified Incident Response Analyst (CIRA): This certification from the International Association of Computer Investigative Specialists (IACIS) focuses on technical and analytical approaches to handling incidents.
Incident Response and Threat Hunting (CRHT): This from the International Council of E-Commerce Consultants (EC-Council) is a professional certification aimed at incident response and threat hunting skills.

The implementation of training and certification programs for the incident response team means that such a team will be properly prepared to handle security incidents in a timely manner and with the necessary level of effectiveness to continue business as usual despite a security breach.

Conclusion

The development of a proper strategy for the response to an incident is an essential element of an organization’s information security. By synchronizing the activities of developing the incident response plans with the requirements set by NIS2 and DORA, you contribute not only to compliance with the legislation but also to the enhancement of your organization’s cybersecurity and readiness for various security incidents.

To find out more on how you can implement a detailed incident response plan that complies with NIS2 and DORA, speak to one of our cybersecurity specialists today. This means our team can assist you in reviewing your current state of affairs when it comes to incident response, analyze the gaps in your existing system, and assist in developing a specific incident response plan that will work for your organization and its specifics.